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CF - SGS 3

Terms

undefined, object
copy deck
AIM is a 'regulated market' - true or false?
False - AIM is not a regulated market
For the purpose of an AIM admission document, where can you find the specific content requirements?
AIM rule 3 > cross refers to Schedule 2 which incorporates by reference select parts of Annexes I, II and III of PR App 3
For the purpose of an AIM admission document, where can you find the general content requirements?
AIM rule 3 > cross refers to Schedule 2 which at (k) includes a sweeper.
What is the difference between the risk factors discussed in Annex I vs Annex III of PR App 3?
Annex I - risks specific to issuer;
Annex III - risks specific to the securities.
Who regulates AIM?
The LSE
Is AIM a regulated market?
No

Deck Info

6

shughes1990