CF - SGS 3
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- AIM is a 'regulated market' - true or false?
- False - AIM is not a regulated market
- For the purpose of an AIM admission document, where can you find the specific content requirements?
- AIM rule 3 > cross refers to Schedule 2 which incorporates by reference select parts of Annexes I, II and III of PR App 3
- For the purpose of an AIM admission document, where can you find the general content requirements?
- AIM rule 3 > cross refers to Schedule 2 which at (k) includes a sweeper.
- What is the difference between the risk factors discussed in Annex I vs Annex III of PR App 3?
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Annex I - risks specific to issuer;
Annex III - risks specific to the securities. - Who regulates AIM?
- The LSE
- Is AIM a regulated market?
- No